Research paperScreenedARR-2026-6F8XRSBM0J9Q2R2B · v1 · 2026-08-15

All-Field Morse--Bott Stability at Critical Homogeneous Orbits: Half-Grassmann No-Spinodal Rigidity and Exact Jacobi Metastability

Lluis Eriksson

Admitted after checks by named AI models and editor approval. Not peer reviewed. Screening record

Abstract

Let a compact group act orthogonally on a sphere and let mu be the invariant law of a proper antipodal orbit. We study the exponential orbital potential. At a point of the source orbit, every spherical-harmonic coefficient of the orbit average is a squared norm, giving an exact negative spherical-Laplacian identity at every nonzero field. Provided the source orbit is critical--automatically so when the normal isotropy representation has no fixed vector--irreducibility, or a transitive symmetry of its irreducible normal blocks, upgrades this trace identity to strict Morse--Bott maximality for every field. An explicit torus-orbit counterexample shows why criticality cannot be omitted. Applied to centered projector embeddings of the real, complex, and quaternionic half-Grassmannians, the theorem proves all-field local rigidity of the balanced matrix--Bingham branch and excludes a radial spinodal. In the complex case, exact Jacobi-generator identities yield constrained-Hessian operators for every two-block external spectrum and a sharp weak-field metastability threshold at k=2r/3. A Stein inequality closes every sufficiently high Taylor degree at each fixed multiplicity. The results constrain unresolved intermediate phases but do not claim global spectral optimality, a complete finite-field phase diagram, or an all-distortion rate--distortion function.

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v1 · 2026-08-15

Lluis Eriksson (2026). All-Field Morse--Bott Stability at Critical Homogeneous Orbits: Half-Grassmann No-Spinodal Rigidity and Exact Jacobi Metastability. AIRR.SCIENCE, ARR-2026-6F8XRSBM0J9Q2R2B, v1. https://airr.science/papers/ARR-2026-6F8XRSBM0J9Q2R2B/versions/v1/

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Verification record

Frontier-model screening
Not assessed
Source integrity
Pass
Bibliographic integrity
Not assessed
Reproducibility
Partial
Lean 4
Not applicable

Recorded under ARR-VERIFY-1.0. AIRR verification and screening are not peer review.

AI assistance statement

OpenAI Codex assisted with repository and literature discovery, theorem exploration, algebraic replay, drafting, adversarial proof checking, bibliography correction, deposit preparation, machine-readable extraction, and visual release QA. A criticality counterexample identified during external evaluation was incorporated and the theorem was repaired before deposit. The author assumes responsibility for all definitions, proofs, claims, citations, and release artifacts. No independent AI scientific assessment is claimed.

Frontier-model screening

Status: not_assessed. Any listed reports correspond to this exact version under ARR-SCREEN-1.0; no absent assessment is represented as a pass.

    Longitudinal frontier-model record

    Model assessments and review context

    Read the scale and limits
    4.38 / 10.00Strong
    Distinct models
    2
    Range
    3.75–4.60
    Method
    bounded capability-weighted mean · exact version only

    Limited evidence · 1/2 benchmark matches. This is an evidence description, not a probability of correctness.

    One provider; shared blind spots possible; Fresh blinded review context not documented for every model; Benchmark match incomplete; Adverse reports or unresolved objections require editorial disposition

    Score calculation and evidence

    Unweighted mean: 4.17. Policy: AIRR-RATING-1.0. Method and limits.

    ModelOriginal scoreWeightBasis
    OpenAI · gpt-5.6-sol3.751.000No evidenced exact benchmark configuration
    OpenAI · gpt-6-astra4.602.904Exact evidenced model and effort

    Download the calculation snapshot

    OpenAI · gpt-6-astra · High · unknown · review context: unknown4.60

    Recommendation: Minor Revision · Material objections: 0

    The exact 11-page v1 gives a convincing local stability theorem, with a necessary criticality hypothesis that the half-Grassmann applications actually satisfy. Its Jacobi Hessian reduction and weak-field threshold survive symbolic replay and independent exact checks, including the sixth-moment boundary. The near-balanced metastable branches correctly invalidate an indiscriminate saddle shortcut, while the balanced branch remains locally stable at every positive field. I found no unresolved objection capable of invalidating these main claims. Minor revision should clarify the zero constant coefficient in Section 8, the field-order convention for the Hessian signs, and reproducibility details. Global spectral optimality, all-distortion rate-distortion and exhaustive novelty are not established and receive no credit as proved results.

    Correctness confidence
    The squared orbital coefficients, criticality guard and normal-isotropy argument support Theorems 3.2 and 4.1. Exact replay verifies the moment/Taylor signs; independent Jacobi-density integration at r=3,k=2 confirms the degenerate negative quartic coefficient. No main theorem was refuted.
    Rigor
    Criticality and vanishing mixed Hessian entries are explicitly proved before the Laplacian trace is promoted to definiteness. The two block modules exhaust the normal space. The finite-tail gate is honestly left open; Section 8 needs a minor correction for its identically zero constant coefficient.
    Novelty
    The all-field normal-Hessian conclusion across R,C,H and the k=2r/3 metastability boundary are credible new combinations of classical harmonic positivity and Jacobi moments. Selected primary-source checks support the classical antecedents, but priority against the two self-cited predecessor papers and the whole stability literature was not established.
    Significance
    All-field balanced local rigidity and explicit weak-field stable unbalanced strata materially constrain possible spectral phase arguments. The result remains local: it neither orders all external spectra nor solves the global rate-distortion problem. The 4.6 score reflects that useful but bounded advance.
    Reproducibility
    The supplied replay passed after installing SymPy 1.14.0 and mpmath 1.3.0 locally: symbolic moments/signs, 55 integer cases, 60 numerical Bessel cases and the torus diagnostic. Independent polynomial integration and generator calculations also passed. No stored certificate was counted as execution; no Lean proof is supplied.

    Strengths

    • Lemma 2.1 and Proposition 2.2, p.3: averaging the addition theorem over both source-orbit variables produces squared harmonic means. A proper compact orbit cannot carry ambient uniform measure, so a nonconstant mode is present; positive exponential coefficients make the spherical Laplacian strictly negative for every t>0.
    • Lemma 3.1 and Theorem 3.2, pp.3-4: the gradient lies in the normal isotropy fixed space. At a critical orbit differentiating invariance annihilates tangent and mixed Hessian terms; self-adjoint equivariance and the stated block symmetry then turn the negative trace into strict normal definiteness. The torus example correctly shows why orbit constancy alone is insufficient.
    • Theorem 4.1, pp.4-5: the real dimensions, two traceless diagonal normal modules and off-diagonal tangent directions are consistent. Block-swap composed with sign reversal fixes the balanced point and exchanges modules, while the stabilizer has no fixed traceless vector. This supplies the missing hypotheses over R,C,H for r>=2.
    • Lemma 5.2 and Theorem 6.1, pp.6-7: direct symbolic differentiation of the stated Jacobi generator at k=1..4 confirmed LY=-2rY and LS=k(2r-k)/2+2Y^2-4rS. The posterior covariance and spherical multiplier combine with the displayed denominators to give the two scalar Hessian operators; k=1 is correctly excluded from positive-block splitting.
    • Theorem 7.1 and Appendix A, pp.7-10: exact replay confirms both quadratic coefficients and the sixth-moment boundary. Independent integration of x(1-x)y(1-y)(x-y)^2 at r=3,k=2 gives mu2=2/35, mu4=1/105, mu6=4/1617, [u^2]Hminus=0 and [u^4]Hminus=-1/16170. The boundary instability therefore survives a check independent of the Schur expansion.
    • Proposition 8.1 and Section 9, pp.8-9: the pointwise S<=k/4-Y^2/k inequality yields the moment-ratio tail bound. The paper does not promote the finite remaining gate into an all-rank theorem and does not infer global optimality from the absence of a balanced spinodal.

    Weaknesses

    • Theorem 3.2 is structurally persuasive but the applications compress several representation-theory facts into one paragraph. Explicit stabilizer groups and normal-module dimensions, especially for quaternionic r=2, would make the real irreducibility and zero-fixed-vector checks easier to audit without changing the proof mechanism.
    • Section 8 proves eventual negativity of coefficients, not negativity of Hminus at every field for every multiplicity. For 2r/3<k<r the positive low-degree term is real, consistent with metastability. Any later global sign or phase claim still requires the stated low-degree/value-comparison work.
    • Section 10: the Bessel replay checks positivity of isolated formula terms on 60 cases; it does not compute orbital coefficients q_l or a full Grassmann Hessian. The ambient-dimension dictionary restates expressions rather than independently counting modules. These are limited diagnostics despite a successful run.
    • The replay depends on SymPy and mpmath, while the supplied README says only Python 3 and contains no pinned dependency file. The first execution stopped at missing mpmath; installing local dependencies resolved it. The supplied Lean README explicitly contains no formalization.
    • Selected source inspection confirms the Jacobi-density antecedent in Dumitriu-Edelman, Eq. (5), and the trace-transform framework in Forrester-Kumar (https://arxiv.org/pdf/2011.00787). The claimed distinction from self-cited refs. [5]-[6] and all citation-specific priority assertions remain unverified; no comprehensive novelty finding is warranted.

    Potential errors

    • Section 8, Eq. (8.1), p.8: literal strict coefficientwise negativity cannot include j=0. From mu2=km/[4(n^2-1)] and A=n(nm-1)/k, (1+A)mu2=m^2/4, so Hminus(0)=0 and the displayed strict ratio becomes equality at j=0. Restrict the strict discussion to nonconstant even coefficients. The tail proposition and main stability results are unaffected.
    • Theorem 7.1(ii), pp.7-8: order u^4 is the order of Hminus, or equivalently of Hess(F_s)/s^2 up to its analytic positive factor. The actual Hessian of F_s includes s^2 and first becomes nonzero at order s^6 on the degenerate boundary. Specify this normalization to avoid an incorrect reading of the claimed onset order.

    Strong novelty candidates

    • Theorem 4.1: all-positive-field constrained local maximality of the balanced half-Grassmann field over all three division algebras, obtained through harmonic positivity and a critical normal-isotropy criterion.
    • Theorem 7.1: exact weak-field stable unbalanced multiplicities 2r/3<k<r, together with the negative sixth-moment boundary coefficient, offer a concrete obstruction to saddle-only global proofs. These local results are stronger novelty candidates than the classical matrix-beta or Jacobi identities themselves.

    Unresolved material objections

    None reported.

    arr:assessment:f58acd16-7341-4610-8554-0421efe0ff77 · prompt ARR-ASSESS-1.0 · runtime identity: OpenAI gpt-6-astra · reasoning effort: high · basis: operator verified ui · evidence SHA-256 dc26468164614b2b8c940b1f33019642104c11c3fe9b2885cb38a4dcbae5a481 · response SHA-256 dfa4dbe5e42e4e60a6a3ec20baaad853188308aefcdc3dfd829a5754de269195 · canonical PDF SHA-256 4d14c983c342a64c56f4f6620edbe4c2d84b1f9ef0d9bc0bf53c631fa7a27853

    OpenAI · gpt-5.6-sol · High · unknown · review context: unknown3.75

    Recommendation: Minor Revision · Material objections: 0

    This exact 11-page manuscript gives a sound local-stability framework: harmonic positivity supplies a strict Laplacian trace, an explicit criticality condition prevents a false irreducibility shortcut, and isotropy converts the trace into a Morse-Bott maximum. The half-Grassmann application and complex Jacobi weak-field threshold appear mathematically consistent. No main claim was refuted, but key representation assertions and replay dependencies need strengthening, and the global optimization problem remains deliberately open.

    Correctness confidence
    The squared-harmonic coefficient, negative Laplacian, criticality guard, Schur-lemma upgrade, Jacobi closure, and weak-field sign logic check out. Independent finite sign and torus diagnostics passed; the bundled symbolic replay itself could not run unchanged.
    Rigor
    The paper repairs the criticality gap explicitly and separates local from global conclusions. Some central representation facts for the three half-Grassmannians and invariant covariance formulas are asserted compactly and should be proved or cited in greater detail.
    Novelty
    The harmonic positivity and Jacobi machinery are established and acknowledged. The all-field Morse-Bott application and the 2r/3 metastability threshold are credible novelty candidates, but the search checked only selected primary sources and not the full specialized literature.
    Significance
    The no-spinodal result and exact local phase classification materially constrain the motivating optimization problem, but the manuscript expressly leaves global spectral ordering and the full rate-distortion consequence unresolved.
    Reproducibility
    A script and frozen output are supplied, but the README gives no dependency specification and execution failed because sympy and mpmath were unavailable. Independent standard-library/SciPy checks covered 435 threshold cases, ten boundary cases, and the torus derivative only.

    Strengths

    • Lemma 2.1 turns the orbit coefficient into a sum of squared harmonic means; Proposition 2.2 then gives a genuinely sign-definite spherical-Laplacian identity for strictly positive kernel coefficients.
    • Theorem 3.2 includes the necessary criticality hypothesis, and Remark 3.3 supplies a concrete antipodal torus orbit showing that irreducible normal isotropy alone does not force criticality.
    • The Jacobi generator identities reduce both block-splitting Hessians to scalar differential operators, and the moment signs consistently yield the k=2r/3 weak-field boundary and its quartic degeneracy.

    Weaknesses

    • The half-Grassmann proof compresses the normal-space decomposition, real irreducibility for R, C, and H, and the block-exchange action into one paragraph; these facts carry the all-field application and merit explicit lemmas or precise references.
    • Equations (6.1)-(6.3) invoke an invariant covariance formula without deriving its normalization fully, making the exact Hessian eigenvalues harder to audit than the surrounding algebra.
    • The coefficient-tail theorem proves only eventual coefficientwise sign for each fixed (r,k); it does not close the remaining finite gate or establish an all-field sign for unbalanced branches, a limitation the paper does acknowledge.

    Potential errors

    • The bundled replay was not executable from the supplied instructions because sympy and mpmath were undeclared and absent. Its stored JSON output was therefore not counted as an execution result.
    • The continuity argument in Corollary 3.4 is plausible, but a precise uniform bound on third derivatives over the chosen tube and compact field interval would make the claimed common tubular neighborhood fully explicit.

    Strong novelty candidates

    • The criticality-guarded all-field Morse-Bott criterion for antipodal homogeneous source orbits is a concise candidate contribution built from classical harmonic ingredients.
    • The exact complex half-Grassmann weak-field metastability threshold k=2r/3, including the sixth-moment boundary, is a strong specific candidate if priority survives a specialist search.

    Unresolved material objections

    None reported.

    arr:assessment:4de4a279-9893-4792-8c31-5ea0bb84ef7a · prompt ARR-ASSESS-1.0 · runtime identity: OpenAI gpt-5.6-sol · reasoning effort: high · basis: operator verified ui · evidence SHA-256 6e94b601904a67ab4be78f3a90c852db7bebc85a9a14f13d6bf29e97c282e9a7 · response SHA-256 b55b9e75efb89d12055788bc4ad3a28615d37df6609096a36dab7dced026f669 · canonical PDF SHA-256 4d14c983c342a64c56f4f6620edbe4c2d84b1f9ef0d9bc0bf53c631fa7a27853

    A model assessment is not peer review or a correctness certificate. AIRR preserves disagreement, exact-version provenance and later reassessments.

    Editorial disclosure

    Founder-owned record: Lluis Eriksson is both the author and AIRR's current founder-editor. No independent editorial review, peer review, frontier-model screening, or scientific certification is claimed. Acceptance records a technically valid deposit.

    Record timestamps & download statistics
    Deposit recordedFirst repository commit · full Git SHA recorded
    PublishedGitHub release · tag ARR-2026-6F8XRSBM0J9Q2R2B-v1
    Canonical PDF downloads5GitHub release downloads only; direct AIRR PDF reads are not included
    Page viewsNot availablePage-view counts are not available in this public snapshot. Optional operator statistics are separate.
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