Exact Branch Rigidity and Unique Crossing in Grassmann Matrix--Bingham Free Energies: Finite Certification, All-Field Gr_C(3,6) and Gr_C(4,8) Two-Block Order, and a Gr_C(2,5) Exchange Theorem
Admitted after checks by named AI models and editor approval. Not peer reviewed. Screening record
Let P be a Haar-distributed complex Grassmann projector and consider the matrix--Bingham normalizer Z_A(s)=E exp{s tr(AP)} on the trace-zero, Frobenius-unit external sphere. We prove exact complementary results for its canonical two-level branch geometry. On every half Grassmannian Gr_C(r,2r), the balanced rank-r field strictly maximizes the normalized two-block moments of degrees 4, 6, 8, and 10. Exact endpoint analysis gives balanced dominance at small and large field, while a finite certification theorem reduces coefficientwise all-field order at each fixed rank to a terminating block of rational Hankel signs plus an analytic tail. At Gr_C(3,6), a closed all-degree argument proves strict balanced order for every field. At Gr_C(4,8), exact rational arithmetic through degree 268 and the analytic tail give a second all-field theorem. On Gr_C(2,5), compact overlap densities, Sturm arithmetic over Q(sqrt(6)), and strict total positivity prove a unique simple exchange in the complete oriented two-level family. The results do not classify arbitrary multi-level external spectra and do not claim an unrestricted all-distortion rate--distortion function.
Preview PDF on this page v1
Uses your browser's PDF viewer. Open the PDF directly if a preview is unavailable.
Cite this paper
Lluis Eriksson (2026). Exact Branch Rigidity and Unique Crossing in Grassmann Matrix--Bingham Free Energies: Finite Certification, All-Field Gr_C(3,6) and Gr_C(4,8) Two-Block Order, and a Gr_C(2,5) Exchange Theorem. AIRR.SCIENCE, ARR-2026-263B0753CQ9J2T34, v1. https://airr.science/papers/ARR-2026-263B0753CQ9J2T34/versions/v1/
Use this version link to cite the manuscript you read. A Working paper label means the version has not completed AIRR screening. AIRR screening is not journal peer review. Import BibTeX, RIS or CSL JSON into your reference manager to apply a citation style.
Version history
The paper identifier remains stable. Each version has its own immutable release, timestamp and version identifier.
- v1 · source snapshot available · viewing
Verification record
- Frontier-model screening
- Not assessed
- Source integrity
- Pass
- Bibliographic integrity
- Not assessed
- Reproducibility
- Partial
- Lean 4
- Not applicable
Recorded under ARR-VERIFY-1.0. AIRR verification and screening are not peer review.
AI assistance statement
OpenAI Codex assisted with repository and literature discovery, theorem exploration, exact algebraic replay, drafting, adversarial proof checking, bibliography review, deposit preparation, machine-readable extraction, packaging, and visual release QA. The author assumes responsibility for all definitions, proofs, claims, citations, and release artifacts. No independent AI scientific assessment is claimed.
Frontier-model screening
Status: not_assessed. Any listed reports correspond to this exact version under ARR-SCREEN-1.0; no absent assessment is represented as a pass.
Model assessments and review context
- Distinct models
- 2
- Range
- 4.20–4.60
- Method
- bounded capability-weighted mean · exact version only
Limited evidence · 1/2 benchmark matches. This is an evidence description, not a probability of correctness.
One provider; shared blind spots possible; Fresh blinded review context not documented for every model; Benchmark match incomplete; Adverse reports or unresolved objections require editorial disposition
OpenAI · gpt-6-astra · High · unknown · review context: unknown4.60
Recommendation: Minor Revision · Material objections: 0
This exact 15-page v1 gives convincing results within the explicitly limited canonical two-level family. I checked the moment-gap factors, endpoint and finite-tail arguments, Gr_C(3,6) all-degree comparison, exact density/Sturm zero budgets for Gr_C(2,5), and the computer-assisted Gr_C(4,8) coefficient block with its overlapping analytic tail. All five wrapper checks ran successfully after resolving a missing dependency. Independent symbolic work matched the 74 printed positive coefficients and established the r=3 Hessian classification without inaccessible reference [4]; independent quadrature located the claimed crossing. No unresolved objection currently invalidates the main two-level results. Minor reproducibility and dependency-documentation revisions are appropriate. The 4.6 score does not credit any unproved multi-level or RDF extension.
- Correctness confidence
- The all-rank low-degree barriers, Gr_C(3,6) induction, Gr_C(4,8) finite block plus analytic tail, and Gr_C(2,5) sign-change proof withstand checks. I independently derived the r=3 Hessian signs instead of relying on inaccessible reference [4].
- Rigor
- The paper distinguishes finite arithmetic from infinite arguments. Exact coefficient recurrence, positive polynomial certificates, matrix-cube event volume and Laplace zero multiplicities support the stated two-level scope; no arbitrary-spectrum reduction is claimed.
- Novelty
- Normalized cross-multiplicity all-field comparisons, the finite sufficient tail certificate and the complete oriented Gr_C(2,5) exchange are credible candidates. Jacobi trace laws, Andreief determinants and variation diminution are established inputs; priority remains unproved.
- Significance
- Strong exact progress on several small-dimensional branch problems and a terminating sufficient certificate at each fixed half rank. The unresolved multi-level envelope and lack of an unrestricted RDF limit the operational reach.
- Reproducibility
- After installing SymPy, the unchanged wrapper completed all five checks, including degree 268 and exact Sturm counts. The additional 351-case moment screen ran; independent checks matched all 74 printed Appendix B coefficients. Advertised SHA256SUMS is absent.
Strengths
- Pages 3-4, Theorem 3.1: the defect factor r squared minus q equals (r-k) squared, denominator ranges and exceptional ranks are handled explicitly. The 220 replay fixtures passed, and I independently matched all 74 printed Appendix B coefficients.
- Pages 5-6, Proposition 4.1/Theorem 4.3: the endpoint exponent is kr, and the balanced matrix-cube event has real dimension r squared and probability (4r)^(-r squared). The ratio base exceeds one, so the stated finite sufficient certificate really terminates.
- Pages 6-7, Theorem 5.1: normalized Hankel formulas and decreasing polynomial/exponential ratios prove all-degree Gr_C(3,6) order. The exact induction identities ran successfully; finite samples alone are not being used as the proof.
- Page 8, Corollary 6.1: independent conditional-unitary covariance and Jacobi integration by parts reproduce the constrained Hessian sign. Explicit all-j coefficient formulas show instability of k=1,2 and stability of k=3; this closes the r=3 dependency locally.
- Pages 9-11, Theorem 7.1/Lemmas 7.2-7.3: equal moments through order two consume three Laplace zeros; four density sign changes leave exactly one simple crossing. Orientation symmetry and the separate odd-density zero budgets exhaust all four multiplicities.
- Pages 11-12, Theorem 8.1: the Fraction determinant replay completed m=2,...,134 for all three losing branches. The exact tail ratio (378/5)40^(-16)(361/240)^m exceeds one at m=134, so there is no uncovered degree.
- Pages 12-13, scope ledger: two-level dominance is expressly separated from full-spectrum optimality. I did not credit the paper with the unproved arbitrary-spectrum or all-distortion RDF conclusions.
Weaknesses
- Page 8 cites reference [4] for essential Hessian structure without reproducing its derivation. Direct public PDF retrieval attempts failed. My independent r=3 calculation supports Corollary 6.1, but the broader no-spinodal background, including the r=4 statement in section 9, was not independently audited.
- Page 13 advertises SHA256SUMS and a differently organized source package; that checksum file is absent from the supplied batch. PUBLIC-CODE-MANIFEST.json verifies this batch, but cannot verify absent release-archive bytes.
- The low-degree checker reconstructs positivity and tests finite Schur-Weyl identities; it does not itself compare the complete printed Appendix B arrays. My separate exact comparison closes that particular audit gap, but the advertised checker coverage should be described accurately.
- The source-specific novelty claims are plausible, not established priority. I checked relevant primary abstracts on Jacobi traces and majorization, and did not treat the manuscript assertion of a targeted search or a hostile audit as independent evidence.
- Theorem 4.3 is a finite sufficient decision procedure for coefficientwise dominance, not a proof that every rank passes. A negative coefficient would not alone disprove full Laplace order; the paper correctly retains this limitation.
Potential errors
None reported.
Strong novelty candidates
- Theorems 5.1 and 8.1: strict all-field, all-degree normalized two-block order on Gr_C(3,6) and Gr_C(4,8).
- Theorem 4.3: an explicit matrix-cube event converting each fixed-rank infinite coefficient comparison into a finite sufficient rational certificate.
- Theorem 7.1 and Lemma 7.3: a unique simple canonical exchange on Gr_C(2,5), together with strict orientation dominance closing its complete two-level family.
Unresolved material objections
None reported.
arr:assessment:9bed9d0a-685e-4023-89ac-f020f13e0bed · prompt ARR-ASSESS-1.0 · runtime identity: OpenAI gpt-6-astra · reasoning effort: high · basis: operator verified ui · evidence SHA-256 b4b7fa43a677b25fe39517a3f720ed3c067d9497ef3880ee1a7d590476c983f0 · response SHA-256 a4a64c036dc07df8871eea379271f34c9b089fb00525b075de69f992044bfc72 · canonical PDF SHA-256 226e5ef238e87a5e2a6af6a9bda5ecbe84c60a9c49cd68a8f0296c5eafe1a3a2
OpenAI · gpt-5.6-sol · High · unknown · review context: unknown4.20
Recommendation: Minor Revision · Material objections: 0
For this exact 15-page v1 PDF, the scoped theorem package survived detailed review. Low-degree moment gaps are explicit; the finite-certification tail bound is valid; the Gr_C(3,6) inequalities use a credible coefficient induction; the Gr_C(4,8) exact block overlaps the analytic tail; and four density sign changes plus total positivity give the unique Gr_C(2,5) canonical crossing. The paper commendably excludes arbitrary multi-level spectra and RDF claims. I found no unresolved main-claim objection. Minor revision is required to repair the contradictory internal replay manifest and clarify imported Hessian and total-positivity dependencies.
- Correctness confidence
- The moment certificates, endpoint bounds, Gr_C(3,6) coefficient induction, Gr_C(4,8) finite-plus-tail proof, and Gr_C(2,5) oscillation argument are mutually consistent and passed exact replay checks.
- Rigor
- The paper states its two-level scope carefully and supplies exact rational or Sturm certificates. The local-Hessian classification imports a prior theorem, and several classical total-positivity details are cited rather than reproved.
- Novelty
- All-field cross-multiplicity order in the two stated half-rank cases and the exact oriented two-level exchange are plausible strong novelty candidates; the paper's own targeted-search claim was not independently exhaustive.
- Significance
- The exact branch results materially narrow the full-spectrum problem, but the manuscript correctly stops short of global arbitrary-spectrum optimization and any unrestricted all-distortion RDF.
- Reproducibility
- All six included programs ran successfully with exact arithmetic where claimed. However, REPLAY_MANIFEST.json contains stale hashes and references absent source files, so its own freeze cannot validate the supplied release.
Strengths
- Theorem 3.1 exposes the multiplicity defect r^2-q=(r-k)^2 and reduces degrees four through ten to rational expressions with positive-coefficient certificates, including separately listed low-rank exceptions.
- Theorem 4.3 gives a real finite certificate rather than an asymptotic slogan: a translated and scaled event in the uniform Hermitian matrix interval supplies a lower moment bound whose exponential base eventually dominates the maximal unbalanced support bound.
- Theorem 5.1 compares every Gr_C(3,6) two-level multiplicity coefficientwise. The discrete inequalities in Equations (5.10)-(5.13) correctly convert polynomial/exponential terms into monotone normalized sequences with positive base cases.
- Theorem 8.1 combines exact rational Hankel coefficients through m=134 with a strict tail ratio already above one at m=134; the overlap of finite and analytic ranges closes every even Taylor coefficient without floating-point sign decisions.
- Theorem 7.1 uses the correct zero budget: equal moments through order two give a triple zero at the origin, four density sign changes permit only one further real zero, and the larger positive support endpoint forces that zero to exist and be simple.
- Fresh execution of run_all_replays.py passed all five theorem-bearing checks, including 220 Schur-Weyl fixtures, the r=4 exact coefficient range, and exact Q(sqrt(6)) Sturm counts; exact_moment_screen.py found no counterexample in 351 additional cases.
Weaknesses
- Corollary 6.1 imports the Jacobi-Stein constrained-Hessian operator, its sign convention, and balanced Morse-Bott stability from ARR-2026-6F8XRSBM0J9Q2R2B. The public primary PDF corroborates those formulas and theorems, but the dependency is not self-contained here.
- Lemma 7.2 cites the extended-complete-Chebyshev interpolation theorem behind multiplicity-counting variation diminution. The proof sketch is credible, but a theorem number and hypotheses covering piecewise-polynomial signed densities would make the crossing certificate easier to audit.
- The full-spectrum global maximizer remains open. Consequently the branch order cannot by itself select the true matrix-Bingham envelope; the manuscript states this boundary correctly, but it substantially limits operational consequences.
- The claimed targeted primary-literature search is not reproducibly documented. Exact-title and distinctive-phrase searches found no competing theorem, but priority remains provisional.
Potential errors
- REPLAY_MANIFEST.json assigns d5r2_canonical_crossing_exact.json hash 880a2179... and replay_results.json hash 8f5eab53..., while the supplied and freshly regenerated files hash to 2b84943b... and 6a8aa9f... respectively. The outer PUBLIC-CODE-MANIFEST.json is correct, so the inner freeze is stale or inconsistent.
- REPLAY_MANIFEST.json also lists paper.pdf, source/main.tex, source/references.bib, and SHA256SUMS-style release materials that are absent from the supplied public-code subtree. Their hashes were not and could not be verified; no substitute files were used.
- Theorem 4.3's universal cutoffs are sufficient, not necessary. A failed finite coefficient would not refute all-field Laplace order; the paper says this later, but readers could otherwise overinterpret the certificate as an equivalence.
- The Gr_C(2,5) replay verifies densities and Sturm counts, not strict total positivity itself. The unique-crossing conclusion therefore still depends on the cited classical Chebyshev-system theorem rather than on execution alone.
Strong novelty candidates
- The all-degree coefficientwise two-level Laplace order on Gr_C(3,6), including the separated-value comparison across all multiplicities.
- The finite exact certification architecture at fixed half rank and its complete execution for Gr_C(4,8) through degree 268 plus analytic tail.
- The exact unique simple crossing and orientation dominance for the complete two-level family on Gr_C(2,5), proved through compact densities, Sturm counts, and variation diminution.
Unresolved material objections
None reported.
arr:assessment:841df25b-1656-4d0e-8240-cccc54ec900b · prompt ARR-ASSESS-1.0 · runtime identity: OpenAI gpt-5.6-sol · reasoning effort: high · basis: operator verified ui · evidence SHA-256 0ac605a8aca02050c8af0c46c62b92ae2034e89983c8b71debb2065ca678b597 · response SHA-256 f8277cb9dd66524212263e9cad87d41483462e8282ccae0aa94bb6afa996ed2e · canonical PDF SHA-256 226e5ef238e87a5e2a6af6a9bda5ecbe84c60a9c49cd68a8f0296c5eafe1a3a2
A model assessment is not peer review or a correctness certificate. AIRR preserves disagreement, exact-version provenance and later reassessments.
Editorial disclosure
Founder-owned record: Lluis Eriksson is both the author and AIRR's current founder-editor. No independent editorial review, peer review, frontier-model screening, or scientific certification is claimed. Acceptance records a technically valid deposit.