Research paperAcceptedARR-2026-61Y0FFA39M8KMBJ5 · v1
Lluis Eriksson
We solve a finite-dimensional external-spectrum optimization problem for the complex matrix–Bingham law and use it to determine an unrestricted Shannon rate–distortion function. If P is Haar on Gr_C(2,4) and A is traceless Hermitian with fixed Frobenius norm, then E exp[s tr(AP)] is, for every s>0, uniquely maximized, up to unitary conjugacy, by the balanced spectrum (R/2,R/2,-R/2,-R/2). The exceptional model Gr_C(2,4)=Gr_2^+(R^6) turns the orbital integral into a positive series whose coefficients share one simplex-vertex maximizer. For the Haar rank-two state source rho_P=P/2, conditional least squares places arbitrary reports in the full body {sigma: 0<=sigma<=I/2, tr sigma=1}. We obtain its exact classical rate–distortion function for every 0<=D<=1/4. Beyond a scalar dual representation, we prove the complete radial phase diagram: one fold, one positive coexistence contact, no reentrance, and an exact two-piece frontier consisting of one time-sharing segment and one matrix–Bingham branch. The proof reduces the fold derivative to a power series with exactly one negative coefficient followed by strictly positive coefficients. Covariant channels attain the frontier, and the same value is the source-universal worst-state capacity; arbitrary joint n-block memories cost exactly n times the one-letter frontier. The result concerns classical memory for calibrated Born-probability prediction, not quantum rate–distortion, click simulation, or a derivation of Born's rule.
Research paperAcceptedARR-2026-6FDEKPVJ0W8BHBMC · v1
Lluis Eriksson
Let P be Haar on the complex Grassmannian Gr(r,d) and set rho_P=P/r. We solve two coupled finite-dimensional problems. First, on the sphere of traceless Hermitian external fields with fixed Frobenius norm, we determine incompatible weak- and strong-field optimizers of the matrix-Bingham free energy log E exp{s tr(AP)}. For 1<r<d/2, an exact cubic Haar moment and a uniform C2 perturbation theorem make the positive one-spike spectrum uniquely optimal at weak field. A parameter-uniform differentiated Grassmann Laplace expansion upgrades the strong-field Ky Fan limit to exact eventual uniqueness of the rank-r two-block spectrum. The globally optimized free energy must therefore fail to be real analytic at a finite field; at its first exit from the one-spike branch there is either nonconjugate coexistence or transverse-Hessian degeneracy. The balanced case r=d/2 is selected by a negative quartic coefficient instead. Second, we determine the unrestricted classical Shannon rate–distortion function for squared-Frobenius reconstruction of rho_P on a nonempty open interval adjacent to zero distortion. Arbitrary standard-Borel classical memories and arbitrary reports reduce by conditional least squares to the full posterior-density body, not merely to the source Grassmannian. Exact eventual two-block optimality and radial localization reduce the complete Shannon dual to one variable. The frontier is attained by a covariant matrix-Bingham channel whose posterior mean is a depolarized rank-r projector. A Jacobi–Selberg calculation gives the exact high-rate constant, and complementation transfers the result to every nontrivial rank. The complete intermediate-phase classification and the full all-distortion rank-r curve remain open.
