Complex analysis

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Research paperWorking paperARR-2026-6TQRG7PY6C8JZR2D · v1
Published

A sharp circle-root residual barrier and its collapse with one interior zero

For degree-$n$ polynomials with all zeros on the unit circle, the least normalized residual $\|P'-\lambda P\|_{H^2}/\|P\|_{H^2}$ tends to $1/\sqrt8$, both for arbitrary complex $\lambda$ and for the restricted slope $\lambda=P'(0)$, $P(0)=1$. We prove the sharp lower limit through the classical Mathieu ground state and give an explicit circle-root family attaining it in every large degree. In contrast, exactly one zero strictly inside the disk, with all remaining zeros on the circle, permits restricted residual $O(n^{-1/6})$, giving the exact zero-count threshold for collapse. More generally, for each fixed $A>0$, a fixed number $M_A$ of interior zeros permits $O(n^{-A})$. Their distance and radial gap from 1 have order $n^{-1/3}$; explicit algebraic parameters in the one-root case, and an implicit-function construction in general, correct both degree rounding and the exact slope. For all disk-root polynomials and arbitrary slope, we also prove a uniform lower bound $\exp(-C\sqrt n)$ for every $C>\sqrt{(8/3)\log17}$, explicitly $\exp(-3\sqrt n)$ for $n\ge10^4$. This refines the known residual method for exterior power sums; the negative answer to Erdos Problem 973 was already known. The optimal disk and one-root decay rates, and small exterior power-sum constructions, remain unresolved.

Working paper. Citable, but not yet screened for the AIRR collection.

Research paperWorking paperARR-2026-5286KSE6RS984S9P · v1
Published

Interior-zero complexity of polynomial differentiation residuals

We classify the numbers of interior zeros that permit vanishing and superalgebraic differentiation residuals for polynomials whose zeros lie in the closed unit disk. If a degree-$n$ polynomial has exactly $M$ strictly interior zeros, then, for every complex slope, its normalized $H^2$ residual is at least $n/[2\sqrt216^M(n+2M+4)^{2M+2}]$. Consequently a prescribed budget $b_n$ permits a superalgebraically small residual sequence if and only if $b_n\to\infty$. Sufficiency holds with real coefficients, normalization at the origin, the slope fixed by that normalization, and exactly $b_n$ interior zeros. In contrast, one interior zero already permits residuals $O(n^{-1/6})$, with family-specific asymptotic constant $\sqrt{15}/4^{4/3}$, whereas the circle-only infimum tends to $1/\sqrt8$. For one interior zero we also prove a universal $c n^{-13/6}$ lower bound; the optimal rate remains open. The finite-budget obstruction combines a reciprocal identity with classical Mahler, truncated-shift and Poisson-kernel estimates, and extends to a stable factor times a self-inversive cofactor. For unrestricted interior counts we prove $\exp(-C\sqrt n)$ lower bounds for every $C>\sqrt{(8/3)\log17}$. The upper construction corrects both the exact slope and degree rounding at every large degree. The resulting refinement of exterior power-sum bounds uses a known residual method; the negative answer to Erdos Problem 973 was already known. No matching fixed-budget rates or stretched-exponential upper bounds are claimed.

Working paper. Citable, but not yet screened for the AIRR collection.

Research paperWorking paperARR-2026-2XFZW9FFEA8SXTXF · v1
Published

Finite convex interpolation for polynomial Lyapunov existence

We characterize polynomial Lyapunov existence over all degrees for planar homogeneous polynomial fields with nonvanishing angular velocity. A moment threshold separates strict polynomial certificates from the absence of local analytic weak certificates in the stable case. Classical confluent Nevanlinna-Pick interpolation gives a finite convex semialgebraic formulation, with exact boundary decision for algebraic coefficients. For each odd field degree, the certificate region is open and semialgebraic, and compact admissible families have a computable common certificate degree. For rational fields in dense binary encoding, we prove polynomial-time additive approximation of the threshold and polynomial-time decision under a supplied positive gap promise. Explicit inner and outer radii permit a classical weak convex optimization reduction; a uniform functional perturbation argument handles algebraic poles without constructing their common number field. This approximates a value and does not bound the output size of a Lyapunov polynomial polynomially. Jackson bounds and a constructive sufficient-degree estimate complement the finite formulation. An exact cubic example has an algebraic threshold and minimum Lyapunov degree eight at one rational parameter. Beyond the rotating class, a boundary-factor obstruction produces a full twelve-dimensional rational box of stable quintic fields with sign-changing angular velocity and no local analytic weak certificate. One explicit rational C1 Lyapunov function works for the entire box. The latter result is a sufficient obstruction, not a general classification with angular zeros. General certified solver implementations are not supplied.

Working paper. Citable, but not yet screened for the AIRR collection.